A Vice President and Compliance Officer with Moran Wealth Management®, Timothy O’Leary holds extensive experience in the financial services industry built over three decades in executive management positions. He holds professional licenses in FINRA Series 7, 8, 9, 10, 24,53, 63,65, 99, and 79.
In his role, Timothy assists in overseeing Moran Wealth’s comprehensive compliance program and annual review reporting. This includes the implementation of state-of-the-art technology solutions to improve efficiency throughout the firm.
A native of Edison, New Jersey, Timothy earned his degree in Business Administration from Wagner College. He has held leadership positions with Muriel Siebert & Co., Spire Investment Partners, Smith Barney, Datek On-line, and TD Waterhouse. Outside of work, he is a passionate supporter of St. Jude’s Children’s Research Hospital.
